3/31/2025 1:12:13 PM FCA publishes its 2025-2030 strategy: what we can expect over the next 5 years By David Hamilton On 25 March, the Financial Conduct Authority (FCA) published its Strategy 2025-2030 with the straplines “Deepening Trust”, “Rebalancing...
12/13/2021 8:34:07 PM HM Treasury and Financial Conduct Authority consult on Appointed Representatives By David Hamilton Introduction Both the Financial Conduct Authority and HM Treasury published papers concerning the Appointed Representative regime on 3...
9/30/2021 10:27:25 AM Virtual Assets - the money laundering risks By Kyle Phillips Virtual Assets are commonly associated with criminal activity, typically as a consequence of their anonymous nature. Over the last few...
1/19/2021 12:00:00 AM Act now, don't pay later - FCA reminds firms to regularly review regulatory permissions By David Hamilton What has been said? On 18 January 2021, the Financial Conduct Authority published a statement reminding firms to regularly review their...
5/6/2020 12:00:00 AM Covid19 & financial regulation: The FCA reminds firms to prioritise cyber security By David Hamilton The FCA updated its coronavirus information page earlier today (6 May 2020) with a section entitled "Information security" to remind...
1/23/2020 4:23:48 PM How well do you know who are your underlying investors? By David Hamilton The FCA has published three Dear CEO letters earlier this week (w/c 20 January 2020); serving notice to large chunks of the UK Financial...
6/11/2019 12:00:00 AM Is the FCA missing key points over the Woodford fund suspension? By David Hamilton A listener to the comments of Andrew Bailey of the Financial Conduct Authority on BBC Radio 4's Today Programme this morning (11 June...